www.icapitalacademy.com

CADEMY

C PITAL

 NISM-Series-XXI-B:

Portfolio Managers Certification

Mode of Delivery: Online Live Interactive + Online Self-paced Learning*

Duration :- 45 Hours

 Recording available of online live sessions

 PPTs (1000+ Slides)

 1100+ MCQs & 25+ Case Studies with Explanation

 Chapter wise quick revision summary notes.

 Career Guidance/Counseling

Study Materials :

• Gain Proficiency in Investment Basics:

 Learn the fundamentals of investments, securities markets, and diverse

 financial instruments like equities, bonds, mutual funds, and derivatives.

• Master Advanced Financial Concepts:

 Understand indices, market efficiency, behavioral finance, modern

 portfolio theory, and capital market theory to optimize portfolio strategies.

• Comprehend Portfolio Management Services:

 Develop expertise in the operational aspects of PMS, including client

 on boarding, portfolio construction, performance evaluation, & risk-return

 trade-offs.

• Understand Taxation and Regulatory Frameworks:

 Gain insights into taxation policies, SEBI regulations, governance, & ethical

 practices applicable to portfolio managers and their teams.

• Learn Equity and Fixed Income Portfolio Strategies:

 Study active and passive management techniques, derivative applications,

 and global investment strategies for portfolio enhancement & risk mitigation.

The NISM-Series-XXI-B: Portfolio Managers Certification Examination is designed

to establish a knowledge benchmark for principal officers and key employees of

Portfolio Management Services (PMS) firms.

This certification enhances the quality of portfolio management services by

equipping professionals with in-depth knowledge of investment strategies,

portfolio evaluation, risk management, and compliance with regulatory standards.

Upon successful completion of the training, candidates will:

 100 Multiple Choice Questions

 o 90 multiple-choice questions of 1 mark each (90 marks).

 o 6 case-based questions each case with 5 questions of 2 marks each

 (60 marks).

 Total Marks: 150

 Duration: 3 Hours

 Passing Score: 60%

 Negative Marking: 25% of marks assigned per incorrect answer

 Certificate Validity: 3 years

Assessment Details :-

* Online Self-paced contents access will be provided for 90 days to the Register Candidates only.

 ICAPITAL ACADEMY & CORPORATE ADVISORY LLP :

The Institute is Leading Excellence in Financial Education and Advisory Services

Since its establishment in October 2020, ICAPITAL Academy has become a premier

institution in financial education and professional advisory services. We specialize in

delivering NISM certification programs and Financial Market training through versatile

formats, including online, self-paced, and classroom courses, tailored to diverse

learning preferences and professional aspirations

Our comprehensive educational offerings span finance, securities markets, and allied

domains, providing participants with a robust understanding of the financial ecosystem.

Through our coaching centers and innovative learning platforms, we deliver a holistic

educational experience, empowering individuals with the skills and insights to succeed

in competitive financial landscapes.

ICAPITAL Academy also excels in corporate training and human resource development,

designing bespoke programs that enhance workforce competency & organizational

growth. Our services aim to equip teams with the tools needed that enhance workforce

competency to navigate complex financial markets confidently

In advisory services, we are recognized for our expertise in financial research, project

finance, personal finance, and loan syndication. Acting as a critical bridge between

clients and financial institutions, we assist in marketing financial products, managing

project appraisals, and facilitating structured debt syndication. Additionally we provide

strategic guidance on debt restructuring and corporate financial planning fostering

sustainable success for our clients.

Expanding both domestically and globally, ICAPITAL Academy aims to become a

leader in financial knowledge dissemination. Our specialized job-oriented courses,

coveringareas such as Financial Modeling, Stock Market, Derivatives, Forex,

Technical Fundamental Analysis, and Mutual Funds are meticulously designed to

 prepare and participants for industry demands.

At ICAPITAL Academy, we prioritize quality education delivered by industry experts,

enabling informed investment decisions and professional excellence. Our commitment

to innovation and expertise positions us as a catalyst for growth in the ever-evolving

financial world.

About NISM :

NISM Certification

Under SEBI regulations, NISM provides:

• Mandatory certification for securities market intermediaries.

• Continuing Professional Education (CPE) for certificate renewal.

Certificates are valid for three years and can be renewed by passing the relevant

exam or completing a one-day CPE program within 12 months of expiry.

The National Institute of Securities Markets (NISM), established by SEBI in 2006

enhances securities market standards through capacity building initiatives.It offers

29 SEBI-mandated and voluntary certifications across 250+ test centers and

manages six schools of excellence.

Test Objectives :

Course Details:

Upon passing the examination, candidates will:

• Gain Proficiency in Investment Basics:

 Learn the fundamentals of investments, securities markets, and diverse

 financial instruments like equities, bonds, mutual funds, and derivatives.

• Master Advanced Financial Concepts:

 Understand indices, market efficiency, behavioral finance, modern portfolio

 theory, and capital market theory to optimize portfolio strategies.

• Comprehend Portfolio Management Services:

 Develop expertise in the operational aspects of PMS, including client

 on boarding, portfolio construction, performance evaluation, and risk-return

 trade-offs.

• Understand Taxation and Regulatory Frameworks:

 Gain insights into taxation policies, SEBI regulations, governance, and

 ethical practices applicable to portfolio managers and their teams.

• Learn Equity and Fixed Income Portfolio Strategies:

 Study active and passive management techniques, derivative applications

 and global investment strategies for portfolio enhancement and risk mitigation.

• Duration: 45 Hours

• NISM exam registration fees not included in the above mention Course Fee.

• PPTs (1000+ Slides), 1100+ MCQs, 25+ case studies and PDFs for practice

 (mock exams & mock paper shared for self-practice).

• Sessions would cover doubt solving from the Mock Exams.

• Online Interactive Session for the practice on software’s required in particular

 module

Eligibility :

The NISM-Series-XXI-B: Portfolio Managers Certification Examination is suitable for:

 • Associated Professionals:

 • Aspiring Individuals:

• Principal officers and employees of PMS firms involved in portfolio management

 and compliance activities.

• Professionals responsible for investment strategy development, risk management,

 and portfolio performance evaluation.

• SEBI-registered entity staff managing PMS operations and investor relations.

• Students pursuing undergraduate or postgraduate degrees in finance, economics,

 or investment management.

• Financial analysts, wealth managers, and investment advisors aiming to specialize

 in portfolio management.

• Individuals seeking expertise in taxation, regulatory compliance, and advanced

 portfolio strategies.

Understand the primary and secondary markets, participants, and their roles

in the securities market ecosystem.

Study equities, fixed income securities, derivatives, & mutual funds, focusing

on valuation techniques, risks, and investment benefits.

Understand the responsibilities of portfolio managers, types of PMS, and the

organizational structure of PMS firms.

Learn about investment fundamentals, objectives, & channels, distinguishing

between investment and speculation.

Unit I: Investment Landscape

Unit II: Securities Markets

Unit III: Investing in Financial Instruments

Unit IV: Role of Portfolio Managers

NISM-Series-XXI-B: Portfolio Managers Certification Examination

Curriculum Overview:

Explore client onboarding processes, regulatory disclosures, investor grievance

redressal mechanisms, and PMS fee structures.

Master asset allocation strategies, portfolio rebalancing, and tactical versus strategic

allocation techniques.

Study the taxation framework, SEBI regulations, and best practices for governance

and ethical conduct in portfolio management.

Gain expertise in behavioral finance, indices, informational efficiency, modern portfolio

theory, and capital market theory.

Learn active and passive equity strategies, smart beta portfolios, and fixed income

management approaches, including derivative applications.

Understand risk definitions, measurement, mitigation techniques, and their application

 in portfolio management.

Study risk-return metrics, benchmarking, peer group analysis, GIPS standards, and

performance attribution techniques.

Explore strategies like buy-and-hold, constant mix, and constant proportion portfolio

insurance for maintaining portfolio objectives.

Unit V: Operational Aspects of PMS

Unit VI: Portfolio Management Process

Unit VII: Taxation and Regulations

Unit VIII: Advanced Financial Concepts

Unit IX: Portfolio Management Strategies

Unit X: Risk Management

Unit XI: Performance Measurement and Evaluation

Unit XII: Portfolio Rebalancing

Faculty/Trainer∞:

https://www.linkedin.com/in/analystamit/

Mr. Amit Gupta

MS Finance, MMS Finance (NIT), MBA Project Mgmt(SMU),

CCRA™, AIM®, BE(Electrical, Govt. College), Passed CFP &

CWM, Dip T&D (ISTD, New Delhi).

 Amit is a seasoned financial professional with over 20 years+ of expertise in the Indian

capital markets, specializing in Equity Research, Financial Modeling, Stock Trading &

Risk Management, Business, Wealth management,and Investment Advisory. Renowned

for a strong track record of excellence, he has delivered impactful results across diverse

financial domains. He worked as the Principal Officerat a leading Portfolio Management

Services (PMS) firm in Mumbai he combines industry expertise with academic rigor. He

worked in middle management positions with leading corporates like ICICI Securities Ltd,

ISE India, Financial Technologies (I) Ltd, and Standard Chartered Securities Ltd.Defining,

executing and delivering the analytical solution to business problems.

He brings extensive teaching experience, conducting courses in financial modeling,

valuation, corporate finance, fundamental analysis, and portfolio management. With

a robust academic foundation, he holds advanced certifications, including an MS in

Finance (CFA Charter holder pathway, ICFAI), MMS in Finance (NIT), CCRA™, AIM®,

and a Bachelor of Engineering in Electrical Engineering from MBM Er. College ( govt.)

Jodhpur. He passed CFP, CWM certification examination .He holds Post Graduate

Diploma in Training and Development (ISTD, New Delhi)

∞ : A trainer for a specific training course may be changed without prior notice.

Registration & Fee Payment:

Payment:

(1) Scan the QR Code:

(2) Transfer to a bank account:

ICAPITAL ACADEMY AND CORPORATE ADVISORY LLP

GSTIN- 27AAIFI3809D1ZJ

HDFC Current Account No. 50200054026244

IFSC- HDFC0000540

Branch: HDFC Bank, Sector-17, Vashi, Navi Mumbai

 Name of Module:NISM-Series-XXI-B: Portfolio Managers Certification Examin

 Call us for an Individual and Customized Corporate Training

 For more information please +91 9967813782, +91 9004459173

 training@icapitalacademy.com, amitg@icapitaltrainings.com

 https://wa.me/+919967813782

Disclaimer

Refund Policy

Registration Fees paid by the candidate shall not be refunded under any circumstances after the classes have

commenced.

In case the registered candidate wishes to cancel the registration for the program, the candidate shall intimate

ICAPITAL Academy via a written request or Email within 3 working days prior to the commencement of the

program. Once the request has been approved by ICAPITAL Academy the candidate will be refunded 90% of

the total course fees paid for the respective program.

^ ICAPITAL Academy reserves the right to change or modify the class date/ time due to certain exigencies

The content provided in this program/course is for educational and informational purposes only. ICAPITAL

Academy & Corporate Advisory LLP does not provide financial, legal, or investment advice. Participants are

encouraged to consult qualified financial advisors before making any investment decisions.

While all reasonable efforts have been made to ensure accuracy and completeness of the material, ICAPITAL

Academy does not guarantee or warrant the reliability, accuracy, or completeness of the information presented.

The program/course does not ensure success in examinations, certifications, or job placement.

The financial markets are subject to risks, and past performance is not indicative of future results. Participants

are responsible for their own investment and financial decisions.

Terms & Conditions

1. Enrollment and Fees

o Enrollment is confirmed only upon receipt of the full course fee.

o The course fee is non-refundable under any circumstances, except where explicitly stated.

o NISM certification examination registration fees are not included in the course fee.

2. Course Access

3. Participation

o Participants must attend sessions regularly and adhere to the schedule.

o ICAPITAL Academy reserves the right to reschedule or cancel sessions with prior notice.

4. Certification

o Completion of this program/course does not guarantee passing the NISM certification exam. Participants

 must register independently for the exam through NISM.

5. Liability

o ICAPITAL Academy is not liable for any direct, indirect, or incidental loss or damage resulting from

 reliance on the course material or participation in the program.

o Participants acknowledge that the financial markets involve risks, and they are solely responsible

 for their investment decisions.

6. Code of Conduct

o Participants are expected to maintain a professional demeanor during sessions. Any disruptive

 behavior may result in removal from the program without refund.

7. Amendments

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o ICAPITAL Academy reserves the right to update or modify the terms and conditions at any time.

 Participants will be notified of such changes.

o ICAPITAL Academy respects your privacy. We may use your contact information, such as your

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o Access to course materials (PPTs, recordings, mock exams, etc.) is provided for the duration of the

 program or as specified by ICAPITAL Academy.

o Unauthorized sharing, reproduction, or distribution of course materials is strictly prohibited.

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 https://wa.me/+919967813782

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